U.S. Supreme Court Should Affirm a Defendant’s Right to Decide Whether to Admit Guilt

“I’ve just told you he’s guilty.”

Still ringing through the courtroom as the last day of Robert McCoy’s trial for murder came to a close, were the stinging words, “I’ve just told you he’s guilty.” If those words had been uttered by the prosecutor, the world would have taken little note. But they were the words of Mr. McCoy’s lawyer made over his client’s express objection and protestation of innocence. They represented the ultimate act of client betrayal made by the constitutionally guaranteed defender of Mr. McCoy’s rights, his one true champion, the only participant in the criminal justice system who was constitutionally required to fulfill Mr. McCoy’s wishes so long as the client was competent and they involved no illegal conduct. On January 17, these words will be at the center of discussion at the U.S. Supreme Court, when it hears this extraordinary case, McCoy v. Louisiana.

Mr. McCoy’s instructions to his lawyer could not have been clearer. Facing a murder trial in which the State of Louisiana sought death by lethal injection, Mr. McCoy never wavered in refusing to admit guilt, asserting his innocence, and resolutely seeking a “not guilty” verdict from a jury of his peers.

Yet, ignoring the opposition of his client and trampling the constitutionally-defined right of the client to make the choice, Mr. McCoy’s lawyer told the jury that Mr. McCoy was guilty of the crime. And to make certain the message was not lost on his audience, the defense lawyer “took credit” for relieving the prosecution of its burden of proving that his client was guilty.

The Sixth Amendment right to counsel, the Rules of Professional Conduct and the common law of agency all identify the bedrock principle at issue in this case. Once Mr. McCoy decided to maintain his innocence and hold the prosecution to its burden of proof, his lawyer had only one obligation: to respect his client’s decision regarding that paramount objective and seek an acquittal.

Two weeks before trial, Mr. McCoy’s lawyer had informed him that he planned to tell the jury that Mr. McCoy killed the victims. As the lawyer acknowledged, Mr. McCoy was completely opposed to any such admission. As a friend-of-the-court brief filed by experts in legal ethics explains, there can be no justification for the lawyer’s decision to override his client’s express wishes.

The Supreme Court has repeatedly recognized “the fundamental legal principle that a defendant must be allowed to make his own choices about the proper way to protect his own liberty.”   Once Mr. McCoy made his decision to plead not guilty and hold the prosecution to its burden of proof, his lawyer was bound by the Sixth Amendment, the common law of agency, and the professional disciplinary rules to follow his client’s instructions.

The lawyer concluded there was real strategic value in conceding guilt and that the only likely consequence of a contrary decision was certain conviction and a death sentence.  But, unless the client had been found incompetent to stand trial, neither of these considerations allowed the lawyer to overrule the client’s self-chosen objective.

On appeal, the Louisiana Supreme Court rejected that position. How did the Louisiana Supreme Court manage to go so wrong when the principle of client autonomy in such a situation is so clear? For one thing, the Louisiana Supreme Court erred when it relied on Florida v. Nixon (2004), a U.S. Supreme Court case that addresses an attorney’s authority to admit guilt when the defendant does not object – clearly not the case with Mr. McCoy. Additionally, the Louisiana Supreme Court confused the principle that the defendant is entitled, as a matter of constitutional law, to force the prosecution to carry its burden of proof on each element of the case with the rule that forbids a lawyer from putting on a witness the lawyer knows will commit perjury.

Denying guilt, in and of itself, can never be fraudulent, perjurious, or criminal. To the contrary, the right to plead not guilty and require the prosecution to prove every element of its case, beyond a reasonable doubt, is among the most basic rights guaranteed by the Constitution.

Nor did Mr. McCoy waive that right when he accepted the assistance of counsel. Under the principles of agency law, a lawyer is an assistant – an educated and well-trained assistant – but an assistant nevertheless. The client remains the master, defining the objectives of his own defense. The principle of client control defines all lawyer client relationships, whether the issue is collecting damages for a fender bender or defending a capital charge.

A foundational principle of human autonomy is at stake in this case.  The Supreme Court should reverse, ensuring Mr. McCoy a new trial in which his lawyer is his advocate, not an ally of the prosecution.  Any other outcome will fundamentally change the role of the lawyer under our Constitution from being a client’s representative to being a client’s master.  That result would be totally unacceptable.

*Lawrence J. Fox teaches legal ethics and professional responsibility at Yale Law School.

 

The Supreme Court’s Quiet Assault on Civil Rights

*This piece was originally posted in the fall issue of Dissent

It is a little-known and disturbing fact that the Supreme Court is in the process of gutting what may be the most important civil rights statute Congress has ever passed. It is particularly distressing that the harm is being done by a largely unanimous court—and that, other than a few legal scholars, no one seems to be paying any attention.

The statute in question is Section 1983 of the United States Code, which was enacted in 1871 as part of Reconstruction. Section 1983 enables people to bring suits in federal court to enforce the rights created by the Fourteenth Amendment—which, among other things, prohibits state officials from depriving persons of due process and equal protection of the law. The law was designed to provide a federal remedy against officials who violated the rights of the newly freed slaves or who stood by while others, like the Ku Klux Klan, did so. Specifically, it authorizes individuals to sue in federal court “any person who under color of law” violates their constitutional rights. The purposes of the law are to compensate persons whose constitutional rights have been violated and to deter future violations. Actions brought under Section 1983 are known as constitutional tort suits.

After Congress enacted Section 1983, the law lay largely dormant for some ninety years. In 1961, however, in Monroe v. Pape, the Warren Court breathed life into the statute. The plaintiff in Monroe alleged that thirteen Chicago police officers broke into his home in the early morning without a warrant, made his family stand naked, and interrogated him under physical threat. The Supreme Court upheld the plaintiff’s claim for damages under Section 1983 and interpreted the “under color of law” requirement to include actions by government officials taken under the badge of their authority even if the actions exceeded what they were permitted to do under state law. A police officer who used excessive force—as in the Monroe case—would be a prime example.

As the result of Monroe, Section 1983 became the primary vehicle for enforcing constitutional rights in the United States, and that remains true to this day. As Professor Lynda Dodd of the City University of New York (CUNY) has shown, although the statute has never received as much attention as some of the 1960s-era statutes such as the Civil Rights Act of 1964, Section 1983 has served as a central pillar of civil rights work for more than half a century. It is the means by which plaintiffs challenge the use of excessive force by police officers, race-based patterns of stop and frisk, unconstitutional conditions of confinement, wrongful convictions, and other kinds of official misconduct. While the Justice Department can only investigate a handful of police departments in a year—assuming that it is interested in the issue at all, which Attorney General Jeff Sessions has indicated it currently is not—private litigants file more than 15,000 Section 1983 actions every year and prisoners file more than 30,000. The families of several recent victims of high-profile police killings, including Michael Brown in Ferguson and Eric Garner in New York City, have been among those to bring actions under Section 1983.

Since Monroe, however, the Supreme Court has not been friendly to the statute, consistently narrowing it and making it harder for individuals whose constitutional rights have been violated to prevail in lawsuits. One way the Court has limited Section 1983 is that it has refused to apply the legal doctrine of respondeat superior to cases involving constitutional torts. The respondeat superior principle provides that an employer is liable for the damages caused by the wrongdoing of an employee committed in the course of employment. This doctrine is a general principle of law applicable in virtually all tort cases, including run-of-the-mill auto accidents and cases under federal anti-discrimination statutes. Because the Supreme Court refuses to apply it to suits under Section 1983, however, if a police officer uses excessive force, the municipality that employs the officer cannot be held liable for the damages the officer caused.

The Court has also narrowed the statute by holding that a state is not a “person” and, therefore, cannot be sued under Section 1983. This unfortunate 5–4 Rehnquist Court decision, dating back to 1989, relied heavily on the notion that the word “person” should not be read to include a sovereign. The decision was a sharp setback for civil rights and a victory for the retrograde idea that state sovereignty can serve as a source of resistance to rights guaranteed by the federal Constitution.

A third way that the Court has narrowed Section 1983 is by rejecting the proposition that a supervisor can be liable for the constitutional tort of an employee under his or her supervision. In a 1976 case, citizens of Philadelphia sought to hold high-ranking city officials including the city’s notorious mayor, Frank Rizzo, accountable for the city’s failure to properly handle citizen complaints of police mistreatment. Writing for the Court, Justice Rehnquist said that the plaintiffs needed to show an affirmative link between the supervisors’ conduct and the constitutional violations but provided no further guidance. The Court did not address the issue again until 2009 in a case in which a Pakistani prisoner, Javaid Iqbal, sued corrections officers and high-ranking officials including former Attorney General Ashcroft, who had designated him a person “of high interest.” Iqbal alleged that the extremely harsh conditions of his confinement constituted discrimination based on race, religion (Iqbal was Muslim), and national origin. The Roberts Court squarely held that high-ranking officials could not be held liable for the conduct of subordinates.

Of all the restrictions that the Court has imposed on the statute, however, the one that has rapidly become the most harmful to the enforcement of constitutional rights is the doctrine of qualified immunity. As presently formulated by the Court, this doctrine provides that a government official is immune from liability for violating an individual’s constitutional rights unless the individual can show that the right in question was “clearly established.” To make this showing, the civil rights plaintiff must produce a precedent with facts or circumstances very close to those in the plaintiff’s case. If the plaintiff fails to do so, the case must be dismissed. And as I will discuss, this is precisely what happens in a large number of cases.

The text of Section 1983 says nothing about qualified immunity. Where, then, does the doctrine come from? As one scholar, William Baude of the University of Chicago Law School, has explained, the simple answer is that the Supreme Court made it up. Qualified immunity is a limitation on Section 1983 that the Court created in 1982 without support in the statute’s text or legislative history. Supreme Court justices have offered three different legal reasons for creating the doctrine, none of which are persuasive. One is that it is derived from a “good faith” defense that was available to government officials at common law. A second, offered by Justice Scalia, is that it compensates for the “mistake” that the Warren Court made when it decided Monroe v. Pape. Scalia’s argument, in essence, is that it is appropriate for the Court to invent a new doctrine to correct an earlier error. A third justification is that qualified immunity is a way of assuring that officials are given fair warning about what they are permitted to do. As Baude points out, however, for a variety of reasons none of these justifications hold up. To summarize, there was no good faith defense at common law, the Court’s decision in Monroe was not a mistake, and the fair notice rule—a principle applicable in criminal, not civil, law—is irrelevant. Finally, even if these justifications had merit, the doctrine of qualified immunity would not be the best way of effectuating it. The fact is that there is no persuasive legal basis for the doctrine.

Justices have also advanced several policy reasons in support of qualified immunity. These include a concern about subjecting officials to damage awards and litigation expenses and distracting them from their duties, as well as a concern about deterring people from seeking government jobs. Again, however, these concerns are unfounded. Virtually all officials against whom judgments are taken in Section 1983 cases are indemnified by their employer or their employer’s insurance company. None are required to pay damages out of their own pocket. The same is true of litigation expenses. All officials are represented by counsel paid for by their employer. As for lawsuits being a distraction, I suppose it’s possible, but that hardly seems a legitimate reason to provide an official with immunity for violating someone’s constitutional rights. Finally, I know of no evidence that people are deterred from seeking government jobs because of possible liability for constitutional torts. Ultimately, the doctrine of qualified immunity seems to rest on nothing more than a feeling by Supreme Court justices that government officials should not be held responsible for violating an individual’s constitutional rights except in extremely limited circumstances—that is, if the official did something really terrible.* This feeling, however, is entirely inconsistent with the language and the purpose of Section 1983.

From the standpoint of a litigant whose constitutional right has been violated, the biggest problem with the doctrine is demonstrating that the right in question was clearly established. The Supreme Court regularly reminds lower courts that “clearly established law” has to be understood concretely. It is not enough to say that the Fourth Amendment is clearly established, and therefore all Fourth Amendment violations are contrary to clearly established law. Nor is it enough to say, more specifically, that case law clearly establishes that the use of force in making an arrest is unconstitutional, and therefore all excessive force violations are clearly established law violations. The plaintiff must always show a precedent with facts much like those in his or her case. In an excessive force case, for example, the plaintiff must come up with a precedent in which the police used the same kind and amount of force that they used in the plaintiff’s case.

The Court has been extremely aggressive on this issue. Of the nineteen opinions it has issued since 2001, in seventeen it found that government officials were entitled to qualified immunity because the plaintiff could not produce a precedent with facts close enough to those in the case at bar. The last time the Court ruled in favor of a Section 1983 plaintiff on the clearly established law issue, as Penn State legal scholar Kit Kinports points out, was in 2004. Also, more than one-third of these seventeen defendant-friendly rulings came in summary reversals, which are rare in the Supreme Court. The Court continually reminds us that its job is not error-correction but to decide broader questions. In these summary reversals, however, the only question was whether the clearly established law standard applied to a particular set of facts, a pure error-correcting issue. Ironically, in the one summary reversal that favored a Section 1983 plaintiff, Justices Alito and Scalia objected that the Court was engaging in error-correcting.

The Supreme Court’s rulings make it very hard for lower courts to deny immunity. Lower courts are regularly reversed for erring on the side of liability but almost never for granting immunity. The Supreme Court’s message to lower courts is clear: think twice before allowing a government official to be sued for violating an individual’s constitutional rights. As a result, the lower federal courts are disposing of cases based on qualified immunity at an astonishing rate. A recent study analyzed 844 circuit court opinions encompassing 1,460 claims and found that qualified immunity was granted in 72 percent of them, the majority because the plaintiff had not shown that the law was clearly established.

Besides its rulings on the merits of the qualified immunity issue, the Supreme Court has also created procedural obstacles for civil-rights plaintiffs in connection with the issue. The Court regards qualified immunity not as a mere defense but as an actual immunity from suit such that government officials entitled to immunity should not have to undergo pre-trial discovery or trial. Thus, when a trial court denies an official’s request for immunity, the official need not wait for a final judgment before appealing but may do so immediately and thereby bring a halt to all proceedings in the trial court. This makes it much more expensive and time-consuming for civil-rights plaintiffs to pursue their cases.

The Supreme Court also changed the sequence in which trial courts must address the issues in cases involving qualified immunity, and this decision has had a very harmful effect on the development of constitutional law. Previously, trial judges had to determine whether a government official violated the constitutional right at issue before deciding whether the right was clearly established. This was important because it meant that lower courts could not avoid deciding constitutional issues. Recently, however, the Court eliminated this requirement and authorized lower courts to proceed directly to whether the right in question was clearly established. So now, most courts just avoid the constitutional issue. As a result, constitutional issues don’t get resolved and constitutional rights don’t get established, clearly or otherwise.

A number of scholars have been very critical of the Court’s handling of the qualified immunity issue. Professor Baude argues that the Court has acted unlawfully and contrary to conventional norms of statutory interpretation. Professor Kinports contends that the Court’s qualified immunity jurisprudence represents a tacit assault on constitutional tort suits. And Dean Erwin Chemerinsky of the University of California Law School at Berkeley has described how the effect of the Court’s approach is to protect bad cops.

The obvious question is what, if anything, can be done. From a substantive standpoint, it would be relatively easy to fix Section 1983. Many of the problems would go away if the law were changed so that the respondeat superior doctrine applied to constitutional torts. If civil-rights plaintiffs could recover from employers, whether an employee was entitled to qualified immunity wouldn’t matter. For a number of reasons, however, it is extremely unlikely that the Supreme Court will change the law anytime soon. For one, not a single justice consistently dissents from the Court’s project of preserving and expanding the immunity of government officials.

From the standpoint of progressives, this might be the most distressing part of the Section 1983 story: the fact that the Clinton and Obama appointees to the Court seem to be all in on undermining the most important civil-rights statute on the books. Occasionally, one of the Clinton or Obama appointees dissents from one of the Court’s summary reversals based on qualified immunity, but these dissents are rare and never raise questions about the legitimacy of the doctrine itself. Contrast this to what Justice Rehnquist did when he was the only hardcore conservative on the Court. A determined opponent of civil rights, Rehnquist consistently dissented from pro–civil rights rulings seeking to plant seeds that might bloom into majority opinions if the Court’s composition subsequently changed. If a Thurgood Marshall were on the Court, that is likely what he would be doing. Sadly, nothing like that is going on today. And the same is true of the Court’s treatment of another important civil rights issue, habeas corpus, where again the Court zealously imposes restrictions far beyond what is required by the governing law.

The disturbing failure of the Clinton and Obama appointees on issues like qualified immunity—a seemingly minor, technical issue with sweeping implications—is symptomatic of a problem that has plagued progressives for many years: a reluctance to recognize the importance of traditional civil-rights litigation. As Professor Dodd of CUNY explains, until the recent police shootings in Ferguson and elsewhere, we heard very little about civil rights in the political or legal world for a very long time, roughly since the 1960s. As the glory of the Warren Court faded, so too did the voices of the Warren Court generation. And succeeding generations of progressives rarely made the argument that lawyers bringing lawsuits and courts interpreting the Constitution could make the world a better place. During this period, however, conservatives unremittingly attacked judicial activism, championed tort reform, and fought a sustained war on legal liberalism. And there is little doubt that they have had an intimidating effect. Even after Ferguson, progressives, civil rights advocates, and policymakers have said virtually nothing about the importance of enforcing civil rights through private litigation under Section 1983.

Presidents Clinton and Obama, both of whom taught constitutional law, ironically both exemplified this attitude of indifference toward civil-rights lawsuits. President Clinton, for example, signed two bills limiting the right to challenge constitutional violations in court. One, the Antiterrorism and Effective Death Penalty Act (AEDPA), restricts the right of prisoners convicted in state court to use habeas corpus to challenge the constitutionality of their convictions in federal court. The other, the Prison Litigation Reform Act (PLRA), restricts the right of prisoners to bring constitutional claims involving misconduct by prison guards and other prison officials. Both of these statutes make it impossible for the most vulnerable and least influential members of society to pursue valid constitutional claims. Both bills could have been vetoed at little political cost. President Obama also rejected a heroic role for civil rights litigation and actually went so far as to say that while the Warren Court’s approach was justified because of Jim Crow, he would be troubled if the Court engaged in that kind of activism today.

This downplaying of litigation has been very harmful. Private litigation remains one of the most important means of developing and enforcing constitutional rights. Moreover, by downplaying the importance of constitutional litigation, progressives allow the Supreme Court to undermine constitutional rights more or less in secrecy, and they give the Court the impression that no one much cares. For example, despite how much harm the Court’s qualified immunity jurisprudence is doing to civil rights, no United States senator asked Judge Gorsuch about the subject at his confirmation hearing in March. Progressives and other civil rights advocates need to speak out about this issue. They also should probably begin to think about a strategy to persuade a future Congress to strengthen Section 1983. Congressional action to strengthen civil rights is not as rare as one might suppose. In 1978, Congress passed the Pregnancy Discrimination Act to overrule a Supreme Court decision that pregnancy discrimination was not sex discrimination under Title VII, and in 1988 Congress passed the Civil Rights Restoration Act for the purpose of correcting a Supreme Court decision regarding federal financial assistance to schools. Title VII has also been the subject of legislative overrides, as in the Civil Rights Act of 1991 and the Lily Ledbetter Act of 2009. Also, in the last session of Congress, legislation was introduced to undo some of the problems created by the Clinton-era PLRA including the ban on awards of emotional injury without a prior showing of physical harm, the onerous requirement that prisoners comply with internal grievance procedures before seeking relief in court, and the difficulty that juveniles encounter in using the law.

Both the Supreme Court and Congress could easily fix the problems that the Court has created involving Section 1983. Neither, however, will do so unless a broad base of public support emerges. The emergence of Black Lives Matter and of the Moral Mondays movement in North Carolina, led by Rev. William Barber, show the stirrings of a multiracial, twenty-first-century civil rights movement—likely the best hope for pushing Congress to act. In the meantime, however, the issue is in the hands of the judiciary and it is essential that lawyers, judges, and progressive legal organizations continue to argue strenuously against the course that the Supreme Court has recently taken.

Sessions’s Move on Marijuana Renews Need for Permanent Solution to Federal-State Divide

by Alex Kreit, Professor of Law, Thomas Jefferson School of Law

It’s been one week since Attorney General Sessions rescinded an Obama-era memo that had effectively ended federal prosecutions of state-legal marijuana businesses. Under the new policy, it is up to individual U.S. Attorneys to decide whether to go after people who comply with state marijuana laws. So far, the new Department of Justice policy has not resulted in any arrests or prosecutions.

Why did Sessions make this move and why did he wait so long to do it? After one week, marijuana policy watchers are still left scratching their heads.

Attorney General Sessions’s feelings about marijuana are well known. As a Senator, he famously said that “good people don’t smoke marijuana.” Last March, after he had been confirmed as Attorney General, Sessions said that marijuana was “only slightly less awful” than heroin.

Given Sessions’s reefer madness-era view of marijuana, many feared that he would rescind the Obama-era marijuana memo shortly after taking office. That memo, released in 2013 and widely referred to as the Cole memo, advised federal prosecutors not to use their limited resources to prosecute marijuana operators who are in full compliance with state law. Although the Cole memo was merely advisory, federal officials followed it and by the time Sessions took office, the idea that states could legalize marijuana without federal interference had become the status quo.

Sessions could have rescinded the Cole memo any time after taking office. He did not wait long to gut other Obama-era Department of Justice drug policy reforms. In May of last year, for example, Sessions withdrew a Department of Justice memo that had limited the use of harsh mandatory minimum drug sentencing laws. Last July, Sessions reversed course on an Obama-era policy that had imposed modest limits on asset forfeiture. All the while, the Cole memo survived.

As 2017 wore on, most came to believe that Sessions would leave the Cole memo in place. After all, if Sessions was going to shift course on federal marijuana policy, it would have made a great deal of sense to do so before recreational marijuana sales began in Nevada last summer and California on January 1, 2018. Rescinding the Cole memo in May 2017 would have been much more disruptive to the marijuana legalization laws in Nevada and California. Why the wait?

Also odd is that, after waiting this long, Sessions did not wait longer, until after all of President Trump’s picks for U.S. Attorney positions had been nominated and confirmed. By changing federal marijuana policy when he did, Sessions gave opponents of the move leverage to retaliate by holding up Department of Justice nominations or by extracting pledges from U.S. Attorney nominees that they won’t go after state marijuana businesses. This is not just hypothetical. Republican Senator Corey Gardner has already threatened to block Department of Justice nominations unless Sessions reverses course. Notably, a healthy number of the unfilled U.S. Attorney positions are in legalization states.

So far, most U.S Attorneys have been circumspect about whether they plan to start prosecuting recreational marijuana businesses (medical marijuana businesses are currently protected from prosecution by a provision in the federal budget, although it is unknown whether the provision will remain in next year’s budget). Many have released neutral statements or statements hinting that they will continue the Obama-era approach. The one exception has been in Massachusetts, where the U.S. Attorney (confirmed in December) struck a more ominous ton, saying, “Congress has unambiguously made it a federal crime to cultivate, distribute, and/or possess marijuana” and that, “[a]s a law enforcement officer in the executive branch, it is my sworn responsibility to enforce that law.”

Only time will tell if Sessions’s new marijuana policy leads to prosecutions. It is entirely possible that six months from now, marijuana businesses will continue to operate unimpeded without a single federal raid, arrest, or prosecution.

One thing that is clear from Sessions’s action is that federal law must change. As I have argued elsewhere, relying on prosecutorial discretion to shield a multi-billion dollar industry that is plainly illegal under federal law is not sustainable. If there is a silver lining to Sessions’s misguided decision to sow uncertainty in marijuana legalization states, it is that it appears to be leading to renewed momentum in Congress to work on a permanent solution to the federal-state divide on marijuana law. With Republicans in control of both branches of Congress, it is unlikely we will see a change in federal marijuana law this year. But it is becoming increasingly clear that federal marijuana reform is no longer a question of if, but of when and how.

Donald Trump and Freedom of the Press

Presidents and the media long have had contentious relationships, but no president in history has expressed so much antipathy to the press as Donald Trump.  During the presidential campaign, he referred to the press as “dishonest,” “disgusting,” and “scum.”  He mocked the disability of a New York Times reporter, Serge Kovaleski, and repeatedly lashed out at reporters such as Megyn Kelly of Fox News and Katie Tur of NBC.  He threated to sue the New York Times for publishing his income tax return and the women who accused him of sexual harassment.

As president he has continuing to express this hostility to the media.  The day after his inauguration, on January 21, President Trump, in remarks at the CIA headquarters, said: “I always call them the dishonest media. . .  I have a running war with the media.  They are among the most dishonest human beings on earth.”  Less than a month later, Trump sent a tweet declaring that the nation’s news media “is the enemy of the American people.”  He has declared that “[t]he Fake News Media has never been so wrong or so dirty.”  In another tweet, Trump said, “Network news has become so partisan, distorted and fake that licenses must be challenged and, if appropriate, revoked.”  As a candidate and as president, he has urged changing libel law so that it is easier to sue the press for large amounts of money.

This is not just the rhetoric as the Trump administration repeatedly has taken action against the media.  The Trump administration has held press briefings where perceived liberal media outlets were excluded, placed gag orders on federal agencies and government employees, removed thousands of websites (such as those dealing with climate change and workplace safety), ordered investigations to find leakers, and excluded those who criticize him from his Twitter feeds.  Just last week, Trump’s lawyer sent a letter to a publisher ordering them to “cease and desist” from publishing a book by Michael Wolff critical of Trump and threatening a lawsuit to stop publication.

President Trump obviously has no understanding of a free press and he offers no support for it.  This is characteristic of authoritarian rulers who want to silence their critics, but inimical to a democracy.  Freedom of the press has been regarded as a cornerstone of democracy since the earliest days of the country.  As Thomas Jefferson said, “Our liberty depends on the freedom of the press, and that cannot be limited without being lost.”  Or as James Madison put it: “A popular Government, without popular information, or the means of acquiring it, is but a Prologue to a Farce or a Tragedy; or, perhaps both.”

Freedom of the press is essential to a democracy.  It is only through the press that voters can learn what the government is doing, form opinions about it, and be able to intelligently pressure government officials and participate in elections.  As the Supreme Court long has recognized, the press plays an essential role in checking government and preventing abuses of power.  This is especially important as to the President of the United States.

A year ago, a group of law professors (including me), wrote an open letter to Donald Trump as he was taking office.  Among other things, the letter said: “Once you are in office, it will be critically important for you—like your predecessors from both political parties—to ensure that the press is able to report and opine candidly on your activities, positions, and decisions without fear of politically motivated reprisal or restrictions on access to the White House. We urge you to allow the press to do its job, and we call upon you to commit to honoring First Amendment principles more broadly.”

Now, after almost a year of the Trump presidency, it is more important than ever to call on the President to respect and protect freedom of the press.   Now more than ever it is important for all of us to express our support for freedom of the press.  Our democracy depends on it.

Microsoft ends forced arbitration for sexual harassment: good news, but only a first step

Last month, Microsoft announced that it will no longer require employees to bring sexual harassment claims to arbitration. This is welcome news, and a step in the right direction. But this move should be a first step. Microsoft now has the opportunity to lead the business community in eliminating these agreements not just for sexual harassment issues, but altogether. Microsoft could also use its considerable leverage to require its subcontractors to do the same. Meanwhile, federal and state government leaders should take their own actions to stop the harmful consequences of the exploding trend of forced arbitration.

Forced arbitration has jumped into the spotlight because of the sexual harassment reckoning our country is experiencing. It’s one of those wonky problems that’s hard to describe in a sound bite. In the workplace, here’s what forced arbitration means: companies require their workers, as a condition of employment, to agree to go to arbitration and never to bring a case in court. A recent study by the Economic Policy Institute found that over half of private sector non-union employees had such mandatory arbitration clauses in their contracts. Worse still, a significant number of those also had a class waiver, which requires workers to go it alone, preventing them from joining together in a class action.

In arbitration, unlike in court, nothing about the dispute – not the allegations or the outcome – is a matter of public record, which allows companies to hide repeat patterns of unlawful conduct. Arbitration also generally results in worse outcomes for working people: studies have shown that employees prevail more often in court than in arbitration, and recover more money in court when they do prevail. These disparities are even worse when the company is a repeat player with a given arbitrator, as is often the case.

Class waivers exacerbate the problem, by prohibiting the economies of scale enabled by class actions, making it financially prohibitive for lawyers to bring many important cases. This disabling of private lawsuits dislodges a pillar of our system for protecting people’s rights and holding corporations accountable. Although government agencies have the primary obligation to enforce the law, their resources are limited, and private lawsuits fill a crucial gap.

What kinds of lawsuits are blocked from the courthouse by mandatory arbitration? Sexual harassment and gender discrimination, yes, but also many other cases involving baseline rights of working people: the right to be paid minimum wage and overtime, for example, or the right not to be discriminated against because of race, religion, or national origin. Victims of these affronts also deserve a fair opportunity to bring their cases together, and in court.

The December move is positive, but Microsoft should keep going: no more mandatory arbitration for any of its employees, or for its subcontractors’ employees. And other companies should do the same.

Government leaders must also take action to preserve people’s access to courts and ensure corporate accountability. Specifically, the Senate should quickly pass the Ending Forced Arbitration of Sexual Harassment Act of 2017, which would void forced arbitration agreements for sexual harassment cases, and would represent a meaningful victory for working women. After the current bill is passed, a new proposal banning all forced arbitration for employees should be next in line; after all, as co-sponsor Senator Lindsay Graham stated in a press release, “Mandatory arbitration employment contracts put the employee at a severe disadvantage.”

Until there is federal action, states can step in to protect their people and hold companies responsible. A whistleblower law could go a long way to expand resources for public enforcement, by enabling private lawyers to step in the shoes of the state to bring sexual harassment and other workplace justice cases. There are existing models that could be adapted: the federal False Claims Act, now with many state analogs, has been around since the Civil War; it allows individuals to sue companies on the government’s behalf in cases where the government has been defrauded. California’s Private Attorney General Act similarly enables employees to recover civil penalties resulting from labor law violations on behalf of themselves, co-workers, and the state.

States could also refuse to contract with companies that avoid accountability by keeping settlement information hidden, through arbitration or any other means. And states could revise their laws to require accessible and full disclosure of employment terms: many employees don’t even know they’ve signed an arbitration agreement at all during their first-day flood of touch-screen signatures on legalese documents in the human resources office.

Sexual harassment, it turns out, is far more pervasive and severe than many people realized. But countless other workplace abuses are, as well.

So, Microsoft, take the next step. And legislators, take the next step too, because protecting our country’s workers means giving all of them a shot at real justice.

Husted v. A. Philip Randolph Institute: What’s at Stake

Ever missed a federal election?  If you’re like most Americans, the answer is yes. In this last presidential election 55% of eligible Americans cast ballots, and in the mid-term before that only 36% did—the lowest rate in 70 years. Voters miss elections for lots of reasons, ranging from illness to work commitments to downright disappointment in the political system. No matter the reason, failing to cast a ballot doesn’t impact your constitutional right to vote down the road.  At least, it shouldn’t.

On January 10, 2018, the U.S. Supreme Court will hear oral arguments in Husted v. A. Phillip Randolph Institute, a case that addresses whether Ohio elections officials may target for removal from the registration rolls voters who’ve failed to vote, or otherwise update their information, over a two-year period (or one federal election cycle). Thanks to the state’s “supplemental” purging process, roughly two million voter registration records have been removed over the past 15 years.

Every state, under federal law, may remove registrants’ records for a handful of specified reasons, such as death, newfound mental incapacity, or a change of address. Before a state may remove a registrant due to a change in address, though, it must first comply with a two-step process laid out in the 25-year-old National Voter Registration Act (NVRA).  Elections officials, relying on reasonable information from a source such as the U.S. Postal Service that the registrant has moved, must send a “confirmation notice” to that individual.  If the voter doesn’t respond to that notice, and then fails to vote in the next two consecutive federal elections, the state may assume the voter relocated and remove his or her record. It’s a reliable system, as Congress found a quarter century ago, that allows a state to keep its records up to date without widely or unfairly purging eligible citizens’ registrations.

Registration is the gateway to voting; you can’t do the latter without the former. Congress acknowledged this when passing the NVRA in 1993 and the Help America Vote Act (HAVA) in 2002. It noted that we have a consistently low voter turnout rate, when compared with other democracies, and that to enhance that figure it was necessary to eliminate hurdles to voter registration that many, including groups previously denied the franchise, still face today. In passing the NVRA, Congress sought to make voter registration more accessible without compromising security. Thanks to its mandates, departments of motor vehicles, social services offices, and other agencies must provide eligible citizens with voter registration applications. In states where elections officials follow this requirement, registration rates increased. States are permitted to remove records in certain circumstances, as noted above, but the overall aim of the NVRA was to get citizens registered and to keep them registered.

Ohio’s practice, though, not only runs afoul of the law’s purpose but also violates its strict prohibitions against cutting registrants for the sole reason of failure to vote. Ohio Secretary of State Jon Husted, who’s appealing to the Supreme Court the Sixth Circuit’s decision striking down Ohio’s process, says he doesn’t remove citizens from the rolls for failing to vote—he removes them when they fail to respond to the “confirmation notices.” But that argument, as the plaintiffs in this case (represented by the ACLU and Demos) note, is a red herring. The point is that Ohio’s targeting voters for the very reason that they did not vote, and the NVRA—along with HAVA and the Voting Rights Act of 1965 —specifically prohibits that kind of discrimination.

There’s good reason for that prohibition.  Registration purges, particularly the onerous sort practiced in Ohio, take people out of “the system” and prevent them from voting. Once that habit’s broken, just like with running or a healthy diet, it’s harder to get back on track. Such removals, moreover, exacerbate some longstanding inequalities. As handfuls of briefs submitted by “friends of the court” in this case demonstrate, black voters were disproportionately affected by Ohio’s purging practice. Disabled voters, third party members, limited English proficient citizens, and servicemen and women also vote at lower rates and are less likely to receive and respond to notices.  It is crucial in a democracy to have their participation and not to disenfranchise them for failure to return a piece of mail—that they shouldn't have received in the first place.

It’s now up to the Supreme Court to put a stop to Ohio’s illegal purges. Doing so would curb practices that some elections officials implement in the name of security. Safeguarding our elections is a worthy cause, but registration purges do nothing to secure our elections systems. Instead, they cut access to a constitutionally cherished right—one that should not expire, despite a voter’s occasional lapse in casting a ballot. If administrators really want to protect our elections, they’ll put in place strong audits, voter registration modernization, and other practices that both ensure fair access to the vote and keep the system clean. Ohio’s “supplemental process,” though, just keeps legitimate voters out. That’s wrong, and un-American. Let’s hope at least five justices acknowledge that fact.

For more information on this case, please read these FAQs.