Might the Recess Appointments Clause be the Oddest Clause of All?

The Odd Clauses
Understanding the Constitution Through Ten of Its Most Curious Provisions
By: 
Jay Wexler
January 5, 2012
BookTalk

By Jay Wexler, a law professor at Boston University School of Law.


When I first sat down to write The Odd Clauses — my new book about ten of the Constitution’s lesser known but still-pretty-important provisions — probably the hardest question I faced was which clauses to include. This, in turn, forced me to confront the question of what makes an odd clause odd? Are the oddest clauses those that nobody has ever heard of? Those that are historically anachronistic? Those that seem to deal with topics — post roads, perhaps? — that seem somehow beneath the dignity of a constitution?

In the end, after many late-night boozy breathless conversations about the meaning of constitutional oddness (not really), I decided that, for me, what makes a clause odd is its specificity. The clauses that I find oddly compelling are those — like the Incompatibility Clause, which prohibits members of Congress from simultaneously holding executive office, or the Letters of Marque Clause, which gives Congress the power to authorize private ships to fight pirates on the government’s behalf  —that perform or illustrate key constitutional functions or values (separation of powers, for instance, or allocating power over foreign affairs) in very specific, and therefore (to me, anyway), quirky and odd ways.

Under this definition, the Recess Appointments Clause of Article II, Section 2 (“The President shall have Power to fill up all Vacancies that may happen during the Recess of the Senate, by granting Commissions which shall expire at the End of their next Session.”) qualifies as odd, and I therefore included it as the subject of Chapter Three of my book (illustrating presidential powers). But at the same time, I realized that in many other ways the clause is not all that odd — people have generally heard about it, and it’s played an important role historically — and so it was no surprise that of all the clauses I discuss in the book, the Recess Appointments Clause is the first to make front page news. (By contrast, the notion that Senator Scott Brown might be violating the Incompatibility Clause by remaining in the National Guard has made front page news only in my own head.)

For the past month or so, speculation ran rampant as to whether President Obama would use his recess appointment power to appoint Richard Cordray as the first head of the newly created Consumer Financial Protection Bureau. Republicans refused to confirm Cordray unless major changes to the law creating the new agency that are unappealing to the President were implemented, and so a recess appointment had been the President’s only option. To stop the President from taking this step, Republican senators decided to hold pro-forma sessions every three days since leaving for the holidays (Democrats, incidentally, did a similar thing at the end of the Bush Administration), relying on past governmental pronouncements that in order to qualify as a “recess,” the Senate must be on break for at least three days. 

Originally, some speculated that President Obama might appoint Cordray during the imaginary moment on January 3 when the previous session of Congress ended and the new one began, following the example of Teddy Roosevelt, who pulled such a maneuver (to much criticism) back in 1903. Instead, Obama waited until January 4, when he exercised his more typical recess appointment power to install Cordray as the head of the new agency without Senate approval, on the theory that the Republicans’ pro-forma sessions do not render what otherwise would be a recess a recess, for purposes of the Constitution.

Republicans are, of course, up in arms, threatening to challenge the President’s exercise of power in court. It is likely that a court — maybe even the Supreme Court — will one day weigh in on whether the President exceeded his power under the Recess Appointments Clause. Do pro-forma meetings count as real Senate sessions? If they do, does the time between two pro-forma sessions (less than three days, in other words) count as a “recess”? These are some hard questions. Legal scholars have already begun discussing them, and they will surely continue to do so as long as the controversy remains live (and probably long after that as well).

What becomes apparent as soon as you start thinking about these detailed legal questions is just how far the Recess Appointments Clause has strayed from its original purpose and how difficult that fact makes it to interpret the clause’s meaning. Take the issue of whether a break has to be at least three days to count as a “recess,” for instance. The place to start is the text — does the word “recess” imply any particular minimum amount of time? It’s hard to say. On the one hand, we do sometimes use the word to refer to short periods. My seven-year-old son’s second grade recess lasts but fifteen minutes, and that’s only when nobody kicks a classmate in the line heading out to the playground; more typically, his recesses last about 180 seconds. But on the other hand, the term “recess” does seem to imply something a bit more than a cigarette break. We could, of course, investigate how people understood the word “recess” back in 1787. I don’t think it gets us much further.

If the text is inconclusive, then we might next consider the purpose of the clause and try to reach an interpretation that best promotes that purpose. This is where things get really tricky with the Recess Appointments Clause. The original purpose of the clause was to make sure that the President wasn’t stuck with a continuing vacancy for a long period of time while the senators were back in their home states or on vacation or what have you. In the late 18th century and long after that, getting back to D.C. for an emergency session to confirm the President’s choice for secretary of state was not as easy as it is today, when our far flung senators can check their email and head to the airport for a direct flight back to Reagan National. The fact is that the problem that gave rise to the Recess Appointments Clause no longer exists. And so the clause cannot fulfill the purpose for which it was created. And so the purpose cannot help us in interpreting the clause’s meaning. What to do? Maybe we (and the courts) should conclude that it does not actually exist.

And yet. Look at the Constitution, and there it is. The clause hasn’t been amended out (maybe it should be, but that raises all sorts of other concerns — the door toward amending the Constitution should be opened with great caution, if at all, lest we find ourselves in willy-nilly amending land), and so it has been used — not just by this President, but by virtually all modern presidents, for an entirely different purpose: to circumvent the Senate when the President believes (and believes that enough of the populace believes) that the legislative body has been unreasonably obdurate in confirming his appointees. 

This, then, raises the question of whether it is legitimate for courts to interpret the meaning of a clause not by examining the clause’s original purpose, but rather by examining the purpose the clause has come to serve over time. I guess if the answer to this question is “yes,” then any amount of time should count as a “recess,” and the President’s appointment of Cordray should stand. But is the answer “yes”? The hell if I know.

The Recess Appointments Clause? An odd clause indeed.

To remain in effect a recess

To remain in effect a recess appointment must be approved by the Senate by the end of the next session of Congress, or the position becomes vacant again; in current practice this means that a recess appointment must be approved by roughly the end of the next calendar year. -The Balancing Act Lifetime

Recess appointments

I find it disturbing that the press on this question, and this post, do not entertain the possibility that the definition of a recess is beyond the competence of the courts and should be declared a non-justiciable political question. The legislative and executive branches should duke this one out, with the voters having the final say, and the courts should stay out of it.

Incompatibility Clause

Nice take on the Recess Appointments Clause - it does seem that it no longer serves a distinct purpose, but that doesn't really change how it might be interpreted. That said, I'm much less optimistic about this being resolved in the courts - I, instead, expect the courts to duck the question under the political question doctrine.

As for one of your other examples, the Incompatibility Clause, I think this is far more important to American governmental structure than your post suggests (though, admittedly, you may go into more depth in the book). In my eyes, the Incompatibility Clause is the single most important factor in the development and maintenance of the presidential system. So far as anyone can tell, the Framers intended the government to be directed by Congress, with the President merely playing a limited executory role (see also the widespread belief that the President would always or almost always be appointed by Congress). But, government simply cannot be run out of the legislature if legislators are prohibited from holding executive office. Affirmative legislation can go only so far in setting policy and committee hearings do even less to guarantee it is implemented. Suddenly, you have to have a moderately-strong executive making its own decisions - an executive that quickly outshines Congress. Without the Incompatibility Clause, I suspect the United States would look much more like Britain or Germany (or, at the very least, France) than it actually does, though power would most likely be centered in the Senate rather than the House because it has authority over appointments.

Odd

The power here is not quite as "odd" as other provisions cited in your book.

It makes some degree of sense really to allow the executive (or in some other case, someone else) to make temporary appointments when the normal practice cannot be followed. If anything, the 17A is a bit odder in letting the "executive authority" (sounds odd) do that not for a member of his/her administration, but for the state overall, even though the amendment was passed to take away the power of limited groups of people (here one!) to appoint senators!

As to the final question, practicably, it's "yes." We follow the text of the Constitution, not just the immediate purposes of the text, particularly when the newer purpose is in effect related to the original one [in effect, the President is left with the same situation: an inability to fill the office, the Senate in session, but for all good that does in many cases]. We can be upset about the reality of the situation, though you note in the book you are more pragmatic about things, but that is how things work.

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