Judicial Activism on the Roberts Court: Anti-Union Ideology Driving the Analysis

July 2, 2012
Guest Post

By Anne Marie Lofaso, Associate Dean for Faculty Research and Development and a law professor at West Virginia University College of Law. An extended version of this piece is posted at the Employment Policy Research Network’s blog.


On June 21, the Supreme Court decided Knox v. SEIU Local 1000, holding that the First Amendment does not permit public-sector unions in non-right-to-work states to require objecting nonmembers, absent express authorization (opt-in), to pay a special fee for the purpose of financing the union’s political and ideological activities. Until Knox, the Supreme Court had never questioned the constitutionality of the opt-out method. So long as unions did not compel union membership and periodically permitted workers to opt-out of non-chargeable expenses, any impingement on the public-sector workers’ (the objectors’) free speech had always been found to be constitutional.

The majority opinion (Justices Alito, Scalia, Kennedy, Thomas, and Chief Justice Roberts) starts by questioning the constitutionality of requiring non-members to pay even chargeable expenses. Indeed, the majority opinion questions the very existence of the non-“right to work” (RTW) state, which of course is grounded in the idea that workers should pay for representation even though they might not have voted for union representation, just as all of us still had to pay taxes to help finance the wars in Afghanistan and Iraq even though some of us (indeed, a majority of us) didn’t vote for President George W. Bush and even though we might have been ideologically opposed to President Bush’s political agenda. We do that because we are party to what is thought to be a social contract with a democratic government in which we receive the benefits and bear the burdens of majority rule. Notwithstanding these basic principles, the majority opinion dismisses the free-rider justification for compelling nonmembers to pay their fair share of representation services as “something of an anomaly.”

The majority opinion proceeds to characterize the opt-out pathway as “a remarkable boon for unions” and therefore unconstitutional. This is because, in the court’s view, “[c]ourts ‘do not presume acquiescence in the loss of fundamental rights.’” The Supreme Court, however, has presumed such acquiescence. For example, the Roberts’ Court presumed workers’ acquiescence in a union-employer agreement to waive employees’ right to a jury trial in a Title VII case. 14 Penn Plaza LLC v. Pyett (2009); see also Board of Regents of the Univ. of Wisconsin Sys. v. Southworth (2000) (holding that the“First Amendment permits a public university to charge its students an activity fee used to fund a program to facilitate extracurricular student speech if the program is viewpoint neutral”).The Court moved from that fallacious presupposition to its conclusion — that the opt-out pathway is unconstitutional because dissenting workers should not bear the burden of opting out of payments to support views that are politically distasteful to them. This is so even if the political activity actually benefits the bargaining-unit workers by, for example, lobbying for pro-worker legislation.

The question whether an opt-out is unconstitutional was neither briefed nor argued. The Court acted without the benefit of briefing on the free speech analysis of either the dissenting or the majority views regarding the opt-in-opt-out distinction. In fact, it appears it didn’t even have the benefit of its own views in previous cases insofar as it finds that its “prior cases have given surprisingly little attention to th[e] distinction” between opt-in and opt-out.

Moreover, the Court’s analysis has at least two logical flaws: It starts with a fallacious presupposition and skips quickly to its constitutional conclusion using a policy “should” rather than a legal “is” argument. This should-is flaw highlights the flagrant judicial activism of the Court’s analysis.

We might ask why the Court fails to exhibit the same sympathy for worker coercion when perpetrated by corporations as it does when perpetrated by the government or a union. In all fairness, private coercion does not ordinarily implicate the Constitution. But the Court’s main argument is not a constitutional one. The Court had never previously held that workers were required to pay for politically objectionable union activity. It had only held that it was constitutional for a union and a public employer to require objectors to opt-out. Now the court, relying on a policy argument based on who should bear the burden rather than a constitutional argument, holds for the first time that only the opt-out pathway is constitutional, at least in some circumstances. The Court’s holding, especially when read in light of its dicta questioning its prior precedent, is a major step toward declaring the non-RTW state unconstitutional as it relates to public employees. And this was all done without the benefit of briefing or oral argument. This type of judicial activism should lead us to question whether the Roberts Court views cases such as these through anti-union lenses. It should also make labor academics think about what they can do to educate people about the law, their rights, and the history of unions, which have paved the path (often funded by union dues) for every significant employment right granted in the last century.

More fundamentally, the line of cases that the court questions is part of a long line of cases, starting with Machinists v. Street (1961), dealing with unions’ use of dues money for political and non-collective-bargaining-agreement purposes, apply to private-employee as well as to public-employee unions because the unions derive their dues assessment authority from the National Labor Relations Act. See also CWA v. Beck (1988) (holding that courts, not the Board, have jurisdiction over constitutional claims arising out of dues extraction beyond chargeable expenses). For that reason, Knox could have profound political ramifications beyond its narrow holding of mandating an opt-in for special assessments in the public sector.   

Moreover, the Court’s

Moreover, the Court’s analysis has at least two logical flaws: It starts with a fallacious presupposition and skips quickly to its constitutional conclusion using a policy “should” rather than a legal “is” argument. This should-is flaw highlights the flagrant judicial activism of the Court’s analysis.
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Entertaining

As the attorney who handled Knox from its beginning, and argued the case before the Court, I find this analysis fascinating in so many ways, even aside from the gratuitous swipes at President George W. Bush ("some of us (indeed, a majority of us) didn’t vote for President George W. Bush"; uh, actually, in 2004, a plain "majority of us" did), and the rather silly identity the author makes between taxes paid to the government and fees forcibly extracted from public employees by labor unions.

First, the author asserts that the Knox majority "question[s] the constitutionality of requiring non-members to pay even chargeable expenses." Sadly, that is not the case: "Our cases to date have tolerated this impingement [on First Amendment rights against compelled speech and association], and we do not revisit today whether the Court's former cases have given adequate recognition to the critical First Amendment rights at stake." The Court thus specifically DISCLAIMS the "questioning" of which the author accuses it, and in terms utterly consistent with the Court's grudging acceptance of public-sector forced-unionism.

Second is the (unexplained) effort to find inconsistencies with 14 Penn Plaza, which plainly addressed union MEMBERS, not nonmembers, a distinction the author glosses over (and, to be fair, one not focused upon by the Court in that case). The distinction is important because, of course, union members have manifested some indicia of consent to a union acting as their monopoly bargaining representative, whereas nonmembers have not. Moreover, 14 Penn Plaza relies largely on the supremacy of the monopoly bargaining power granted to labor unions, of which she later writes approvingly. Odd.

Third, rather than justifying opt-out procedures, or addressing the Knox Court's thoughtful consideration of them, the author merely does what the Supreme Court has done in every case subsequent to Street (a case involving BOTH members and nonmembers): "assumed without any focused analysis that the dicta from Street had authorized the opt-out requirement as a constitutional matter." And, of course, the author does nothing to answer the important questions asked by the Court: "[W]hat is the justification for putting the burden on the nonmember to opt out of making such a payment? Shouldn't the default rule comport with the probable preferences of most nonmembers? And isn't it likely that most employees who choose not to join the union that represents their bargaining unit prefer not to pay the full amount of union dues?" All of which can perhaps be better boiled down to a single question: Why should labor unions self-serving be permitted to presume the CONsent to subsidizing political speech by NONmembers, who have never manifested any indicia of support for ANY of the union's activities? Instead, the author offers standard paternalistic rhetoric (perhaps "using a policy 'should' rather than a legal 'is' argument"?) about "political activity [that] actually benefits the bargaining-unit workers by, for example, lobbying for pro-worker legislation," at least "benefits" and "pro-worker legislation" according to the author.

Fourth, the author offers this distinction-without-a-difference: "The Court had never previously held that workers were required to pay for politically objectionable union activity. It had only held that it was constitutional for a union and a public employer to require objectors to opt-out." Or put another way, it had suggested in dicta "that it was constitutional for a union and a public employer" to impede the exercise of the right to refrain from financially supporting disagreeable political and ideological union activities by requiring, in addition to remaining a nonmember, an additional objection, and in most cases, repeated annual objections.

Fifth, this little gem is nothing but panicked hyperbole: " The Court’s holding, especially when read in light of its dicta questioning its prior precedent, is a major step toward declaring the non-RTW state unconstitutional as it relates to public employees." Were it that it were so! Sadly, Abood v. Detroit Bd. of Educ., 431 U.S. 209 (1977), resolved this question to the contrary.

Finally, if " Knox could have profound political ramifications beyond its narrow holding of mandating an opt-in for special assessments in the public sector," it is only to the degree that labor unions are extracting money for political and ideological purposes from people who have never agreed to support those activities, or any union activities for that matter. And if this is a threat to union political activities --- after all, it may be: more than half of the public employees represented by AFSCME in Wisconsin left the union when given the choice by Governor Scott Walker's reforms --- then union political power rests upon a thin, untenable reed indeed. But it is a reed upon which the author would prefer to perpetuate such power.

Of course, that, too, is "a policy 'should' rather than a legal 'is' argument," and one that is contrary to the Court's jurisprudence about compelled speech and association, apparently to sustain a union privilege enjoyed by no other class of political actors. And justifying THAT particular privilege under the First Amendment and on any grounds other than that the author likes the policies pursued by those organizations is something that she doesn't even bother to do.

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